Sources of leverage in third-party mediation: The cases of Ghana, Peru-Ecuador and the Ethiopia-Eritrea conflicts
by Nuamah, Kwaku A., Ph.D., THE JOHNS HOPKINS UNIVERSITY, 2008, 451 pages; 3288572

Abstract:

What kinds of power-resources do third party interveners employ to influence adversarial parties' behavior in the course of mediation? What factors and circumstances shape the effective use of such resources? This study attempts to answer these and allied questions by examining the dynamics of leverage usage in mediation efforts to end the Northern Ghana (1994-96), Ethiopia-Eritrea (1998-2000), and Peru-Ecuador (1998-2000) conflicts.

Following the lead of Zartman and Touval (2001), the study tracks mediators' use of six sources of leverage (limitation, termination, gratification, deprivation, persuasion and extraction) and draws conclusions regarding their effectiveness within diverse conflict and mediation environments. To gain a better understanding of how leverage works, the study examines how factors such as power symmetry, conflict dynamics, disputants' interests and strategies, mediators' interests, and the interests and actions of other third-parties (independent variables) influence mediators' choice of leverage at various point of the mediation as well as the effectiveness of the selected leverage (dependent variables).

The study identifies conflict dynamics and mediators' interests as key reasons for the predominant use of persuasion and extraction and for the rarity of termination as leverage in the cases. It also finds that limitation is a catalyst for sources such as gratification and extraction, which also appear to be effective only when mediators are willing to attach appropriate conditions. In the case of gratification, this often requires mediators to be willing and able to withhold promised goods, an act that imposes huge political costs on interveners with contractual obligation to supply such goods, or those mediating in conflicts accompanied by severe humanitarian crises. With one or both of these conditions present in all three cases, it is perhaps not unusual that none of the mediators were able to employ gratification effectively as leverage.

These and other findings provide valuable insights into choice and outcomes of leverage usage in mediation. The lessons they highlight serve as key inputs for the dissertation's conclusions regarding the suitability of various types of leverage to mediators operating within specific conflict environments.

 
AdviserI. William Zartman
SchoolTHE JOHNS HOPKINS UNIVERSITY
SourceDAI/A 68-11, p. , Feb 2008
Source TypeDissertation
SubjectsInternational law
Publication Number3288572
Adobe PDF Access the complete dissertation:
 

» Find an electronic copy at your library.
  Use the link below to access a full citation record of this graduate work:
  http://gateway.proquest.com/openurl%3furl_ver=Z39.88-2004%26res_dat=xri:pqdiss%26rft_val_fmt=info:ofi/fmt:kev:mtx:dissertation%26rft_dat=xri:pqdiss:3288572
  If your library subscribes to the ProQuest Dissertations & Theses (PQDT) database, you may be entitled to a free electronic version of this graduate work. If not, you will have the option to purchase one, and access a 24 page preview for free (if available).

About ProQuest Dissertations & Theses
With over 2.3 million records, the ProQuest Dissertations & Theses (PQDT) database is the most comprehensive collection of dissertations and theses in the world. It is the database of record for graduate research.

The database includes citations of graduate works ranging from the first U.S. dissertation, accepted in 1861, to those accepted as recently as last semester. Of the 2.3 million graduate works included in the database, ProQuest offers more than 1.9 million in full text formats. Of those, over 860,000 are available in PDF format. More than 60,000 dissertations and theses are added to the database each year.

If you have questions, please feel free to visit the ProQuest Web site - http://www.proquest.com - or call ProQuest Hotline Customer Support at 1-800-521-3042.